USUnited StatesCommission

US Securities and Exchange Commission

Short name: SEC

Issuer climate disclosure rules, materiality, sustainability-linked instruments.

Items tracked

32

Last 30 days

5

Canonical site

www.sec.gov
USSECFR-2026-15170NewsIn force

Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110(a) and (c) To Establish a Rebate for the External Distribution of Real-Time IEX Market Data Products

1 day ago
USSECFR-2026-15171NewsIn force

Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Data Vendor Program

1 day ago
USSECFR-2026-15176NewsIn force

Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change by the Options Clearing Corporation To Establish a Commercial Paper Program

1 day ago
USSECFR-2026-15175NewsIn force

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) To Delay the Opening Auction Under Certain Market Conditions

1 day ago
USSECFR-2026-15173NewsIn force

Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 11.9(d) Regarding Intermarket Sweep Orders

1 day ago
USSECFR-2026-15172NewsIn force

Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail

1 day ago
USSECFR-2026-15178NewsIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 15c1-5

1 day ago
USSECFR-2026-15174NewsIn force

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 11.9(d) Regarding Intermarket Sweep Orders

1 day ago
USSECFR-2026-15169NewsIn force

Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Treasury Clearing Service Initial Margin Approach Model Description Document, Treasury Clearing Service Guaranty Fund and Stress Test Approach Model Description Document, and Treasury Clearing Service Risk Parameter Setting and Review Policy

1 day ago
USSECFR-2026-15057NewsIn force

Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 2.160 and Rule 18.110 Regarding the General Securities Sales Supervisor Registration Category and the Corresponding Series 9/10 Qualification Examination; and Amend Rule 2.160 Regarding the Description of the Regulatory Element Continuing Education Requirements

2 days ago
USSECFR-2026-15061NewsIn force

ETF Opportunities Trust and Hedgeye Asset Management, LLC

2 days ago
USSECFR-2026-15056NewsIn force

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Its Exchange Designated Complex Instruments (“EDCI”) Feed

2 days ago
USSECFR-2026-15091NewsIn force

Sunshine Act Meetings

2 days ago
USSECFR-2026-15144NewsIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 15c1-6

2 days ago
USSECFR-2026-15055NewsIn force

Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Rules at Options 7, Section 4 (Complex Order Fees and Rebates)

2 days ago
USSECFR-2026-15053NewsIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 10c-1a

2 days ago
USSECFR-2026-15143NewsIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 13f-2-Short Position and Short Activity Reporting by Institutional Investment Managers

2 days ago
USSECFR-2026-15059NewsIn force

Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Monthly Fees for Its Proprietary Market Data Feeds

2 days ago
USSECFR-2026-15052NewsIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17a-11

2 days ago
USSECFR-2026-15058NewsIn force

Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Connectivity Fees

2 days ago
USSECFR-2026-15060NewsIn force

Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a New Continued Listing Requirement

2 days ago
USSECFR-2026-14977NewsIn force

Self-Regulatory Organizations; MEMX LLC; Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend Rules 19.3 and 19.4 To Establish Listing Criteria and Withdrawal Standards for Options on Commodity-Based Trusts That Hold Multiple Crypto Assets

5 days ago
USSECFR-2026-14978NewsIn force

Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.190 to Permit Trading of Pegged Orders During Pre-Market and Post-Market Sessions

5 days ago
USSECFR-2026-14976NewsIn force

Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rules 971.1NYP and 971.2NYP To Allow FLEX Options To Trade in Its CUBE Auction for Single-Leg and Complex Orders

5 days ago
USSECFR-2026-14979NewsIn force

Cboe Clear U.S., LLC; Notice of Filing of an Application, as Amended, for Temporary Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934

5 days ago
USSECFR-2026-14975NewsIn force

Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 13.003 Related to Proxy Voting

5 days ago
USSECFR-2026-14860NewsIn force

Self-Regulatory Organizations; CME Securities Clearing Inc.; Order Approving Proposed Rule Change To Support Members' Risk Management of and Enhance Their Ability To Authorize Persons as Users

6 days ago
USSECFR-2026-14928NewsIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 608

6 days ago
USSECFR-2026-14930NewsIn force

Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 611

6 days ago
USSECFR-2026-14863NewsIn force

Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Connectivity Fee Schedule

6 days ago
USSECFR-2026-14861NewsIn force

Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Connectivity Fee Schedule

6 days ago
USSECFR-2026-14859NewsIn force

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Connectivity Fee Schedule

6 days ago
USSECFR-2026-14956NewsIn force

Apogem Capital LLC, et al.

6 days ago
USSECFR-2026-14936NewsIn force

Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 206(4)-6

6 days ago
USSECFR-2026-14858NewsIn force

Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Connectivity Fee Schedule

6 days ago
USSECFR-2026-14857NewsIn force

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Connectivity Fee Schedule

6 days ago
USSECFR-2026-14856NewsIn force

Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend BOX Rule 3060 (Gratuities) To Conform With FINRA Rule 3220

6 days ago
USSECFR-2026-14929NewsIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 15c3-3

6 days ago
USSECFR-2026-14862NewsIn force

Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the Options Regulatory Fee (ORF) Under the New Methodology for Transactions That Occur on the Exchange

6 days ago
USSECFR-2026-14750NewsIn force

Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity

1 week ago
USSECFR-2026-14741NewsIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 15c6-2

1 week ago
USSECFR-2026-14748NewsIn force

Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity

1 week ago
USSECFR-2026-14747NewsIn force

Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IEX Rule 16.160 Regarding Information Circular Requirements

1 week ago
USSECFR-2026-14745NewsIn force

Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity

1 week ago
USSECFR-2026-14740NewsIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 613 of Regulation NMS

1 week ago
USSECFR-2026-14744NewsIn force

Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity

1 week ago
USSECFR-2026-14742NewsIn force

Herzfeld Credit Income Fund, et al.

1 week ago
USSECFR-2026-14743NewsIn force

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified and Superseded by Amendment No. 1, To Amend Its Rules Related to Binary Options

1 week ago
USSECFR-2026-14746NewsIn force

Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity

1 week ago
USSECFR-2026-14749NewsIn force

Self-Regulatory Organizations; Nasdaq ISE LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity

1 week ago
USSECFR-2026-14739NewsIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17a-10

1 week ago
USSECFR-2026-14679NewsIn force

Electronic Delivery of Information Under the Federal Securities Laws

The Securities and Exchange Commission (the "SEC" or the "Commission") is proposing Regulation E-Delivery. The proposed rule sets forth conditions for covered entities to deliver covered information to covered recipients electronically without first obtaining their affirmative consent. The proposed rule further establishes conditions under which the Commission would consider delivery requirements under the Federal securities laws to be satisfied by electronic delivery. The Commission also is proposing to rescind the rule providing alternative means for registered investment companies to satisfy shareholder report transmission requirements, and to amend rules addressing the dissemination of proxy materials and tender offer materials.

1 week ago
USSECFR-2026-14630NewsIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17f-2(e)

1 week ago
USSECFR-2026-14625NewsIn force

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Approving a Proposed Rule Change, as Modified and Superseded by Amendment No. 1, To Amend Rule 4.21 (Series of FLEX Options)

1 week ago
USSECFR-2026-14626NewsIn force

Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Proposed Rule Change to the Risk Management Model Description for the CDS Clearing Service

1 week ago
USSECFR-2026-14621NewsIn force

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 4515.01 (Allocations of Orders Made by Investment Advisers)

1 week ago
USSECFR-2026-14632NewsIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 31a-2

1 week ago
USSECFR-2026-14631NewsIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17Ac3-1 and Form TA-W

1 week ago
USSECFR-2026-14623NewsIn force

Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning the Synthetic Futures Model

1 week ago
USSECFR-2026-14622NewsIn force

Self-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Limited Liability Agreement for 24X Bermuda Holdings LLC To Provide for Board Observer Roles

1 week ago
USSECFR-2026-14616NewsIn force

360 Funds and M3Sixty Capital, LLC

1 week ago
USSECFR-2026-14620NewsIn force

Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt the Initial Schedule of Fees and Rebates Applicable to Members of the Exchange and Adopt a Monthly Membership Fee

1 week ago
USSECFR-2026-14624NewsIn force

Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Providing Clearing Services for Fee Grid for the Triparty Collateral Mechanism

1 week ago
USSECFR-2026-14581NewsIn force

Sunshine Act Meetings

1 week ago
USSECFR-2026-14540NewsIn force

Modernization of Delegations of Authority to Commission Staff

The Securities and Exchange Commission (the "Commission") is amending its rules delegating authority to the Commission's staff to further modernize these rules, to better reflect the way the Commission conducts its business, and to more efficiently use the Commission's resources.

1 week ago
USSECFR-2026-14530NewsIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 101 of Regulation M

1 week ago
USSECFR-2026-14525NewsIn force

Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Operational Risk Management Framework

1 week ago
USSECFR-2026-14528NewsIn force

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the FINRA Rule 6300 Series (Trade Reporting Facilities) To Extend the Trade Reporting Facilities Operating Hours to 23 Hours Per Day, Five Days Per Week

1 week ago
USSECFR-2026-14531NewsIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17a-4(b)(17)

1 week ago
USSECFR-2026-14527NewsIn force

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.8-O To Increase Position and Exercise Limits for Options on iShares Bitcoin Trust ETF

1 week ago
USSECFR-2026-14398NewsIn force

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee (“ORF”)

2 weeks ago
USSECFR-2026-14405NewsIn force

Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 100, Definitions, and Rule 204, Members and Persons Associated With a Member Who Are or Become Subject to a Statutory Disqualification

2 weeks ago
USSECFR-2026-14396NewsIn force

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.23

2 weeks ago
USSECFR-2026-14505NewsIn force

Kennedy Lewis Capital Company, et al.

2 weeks ago
USSECFR-2026-14410NewsIn force

Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Fourth Amendment to the Limited Liability Company Agreement of CT Plan LLC

2 weeks ago
USSECFR-2026-14413NewsIn force

Cliffwater Corporate Lending Fund, et al.

2 weeks ago
USSECFR-2026-14407NewsIn force

Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 100, Definitions, and Rule 204, Members and Persons Associated With a Member Who Are or Become Subject to a Statutory Disqualification

2 weeks ago
USSECFR-2026-14408NewsIn force

Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the PHLX Pricing Schedule at Options 7, Section 4, Multiply Listed Options Fees

2 weeks ago
USSECFR-2026-14411NewsIn force

Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee (“ORF”)

2 weeks ago
USSECFR-2026-14526NewsIn force

Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 904 and Rule 905 To Increase Position and Exercise Limits for Options on iShares Bitcoin Trust ETF

2 weeks ago
USSECFR-2026-14409NewsIn force

Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4

2 weeks ago
USSECFR-2026-14402NewsIn force

Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule

2 weeks ago
USSECFR-2026-14397NewsIn force

Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Enhance NSCC's Clearing Fund Methodology

2 weeks ago
USSECFR-2026-14401NewsIn force

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List

2 weeks ago
USSECFR-2026-14403NewsIn force

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges

2 weeks ago
USSECFR-2026-14414NewsIn force

Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15b6-1 and Form BDW

2 weeks ago
USSECFR-2026-14406NewsIn force

Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 100, Definitions, and Rule 204. Members and Persons Associated With a Member Who Are or Become Subject to a Statutory Disqualification

2 weeks ago
USSECFR-2026-14400NewsIn force

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee (“ORF”)

2 weeks ago
USSECFR-2026-14399NewsIn force

Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee (“ORF”)

2 weeks ago
USSECFR-2026-14404NewsIn force

Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 100, Definitions, and Rule 204, Members and Persons Associated With a Member Who Are or Become Subject to a Statutory Disqualification

2 weeks ago
USSECFR-2026-14275NewsIn force

Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Order Approving a Proposed Rule Change Relating to Amendments to Chicago Mercantile Exchange Inc.'s Rules Governing Performance Bond Requirements: Account Holder Level

2 weeks ago
USSECFR-2026-14268NewsIn force

Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Options Regulatory Fee (ORF)

2 weeks ago
USSECFR-2026-14264NewsIn force

Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Options Regulatory Fee (ORF)

2 weeks ago
USSECFR-2026-14266NewsIn force

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Definition of Professional To Require Monthly Reviews of Orders

2 weeks ago
USSECFR-2026-14265NewsIn force

Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Definition of Professional To Require Monthly Reviews of Orders

2 weeks ago
USSECFR-2026-14272NewsIn force

Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Options Exchange Fee Schedule To Extend the Temporary Discount Program for Historical Requests of Certain Open-Close Report Data Until December 31, 2026

2 weeks ago
USSECFR-2026-14267NewsIn force

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Definition of Professional To Require Monthly Reviews of Orders

2 weeks ago
USSECFR-2026-14379NewsIn force

Sunshine Act Meetings

2 weeks ago
USSECFR-2026-14263NewsIn force

Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Options Regulatory Fee (ORF)

2 weeks ago
USSECFR-2026-14262NewsIn force

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 1210 (Registration Requirements)

2 weeks ago