USSECFR-2026-18190NewsIn force

Transfer Agent Rules

The U.S. Securities and Exchange Commission ("SEC" or "Commission") is proposing to adopt new rules, amend existing rules, amend the existing form for registration with the Commission as a transfer agent (Form TA-1) and the existing form for reporting activities of transfer agents (Form TA-2), and rescind an existing rule governing registered transfer agents. The proposals are designed to modernize the rules governing registered transfer agents.

Last changed 1 week ago.

Extracted view for reading · Original for compliance evidence

The U.S. Securities and Exchange Commission ("SEC" or "Commission") is proposing to adopt new rules, amend existing rules, amend the existing form for registration with the Commission as a transfer agent (Form TA-1) and the existing form for reporting activities of transfer agents (Form TA-2), and rescind an existing rule governing registered transfer agents. The proposals are designed to modernize the rules governing registered transfer agents.

Source

https://www.federalregister.gov/documents/2026/09/04/2026-18190/transfer-agent-rules

Canonical document at the regulator. Always cite this URL — not the Vantage detail page — in compliance evidence.

Related in United States