USUnited StatesCommission

US Securities and Exchange Commission

Nom court : SEC

Issuer climate disclosure rules, materiality, sustainability-linked instruments.

Éléments suivis

32

30 derniers jours

5

Site canonique

www.sec.gov
USSECFR-2026-15170ActualitésIn force

Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110(a) and (c) To Establish a Rebate for the External Distribution of Real-Time IEX Market Data Products

il y a 1 jour
USSECFR-2026-15171ActualitésIn force

Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Data Vendor Program

il y a 1 jour
USSECFR-2026-15176ActualitésIn force

Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change by the Options Clearing Corporation To Establish a Commercial Paper Program

il y a 1 jour
USSECFR-2026-15175ActualitésIn force

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) To Delay the Opening Auction Under Certain Market Conditions

il y a 1 jour
USSECFR-2026-15173ActualitésIn force

Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 11.9(d) Regarding Intermarket Sweep Orders

il y a 1 jour
USSECFR-2026-15172ActualitésIn force

Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail

il y a 1 jour
USSECFR-2026-15178ActualitésIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 15c1-5

il y a 1 jour
USSECFR-2026-15174ActualitésIn force

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 11.9(d) Regarding Intermarket Sweep Orders

il y a 1 jour
USSECFR-2026-15169ActualitésIn force

Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Treasury Clearing Service Initial Margin Approach Model Description Document, Treasury Clearing Service Guaranty Fund and Stress Test Approach Model Description Document, and Treasury Clearing Service Risk Parameter Setting and Review Policy

il y a 1 jour
USSECFR-2026-15057ActualitésIn force

Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 2.160 and Rule 18.110 Regarding the General Securities Sales Supervisor Registration Category and the Corresponding Series 9/10 Qualification Examination; and Amend Rule 2.160 Regarding the Description of the Regulatory Element Continuing Education Requirements

il y a 2 jours
USSECFR-2026-15061ActualitésIn force

ETF Opportunities Trust and Hedgeye Asset Management, LLC

il y a 2 jours
USSECFR-2026-15056ActualitésIn force

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Its Exchange Designated Complex Instruments (“EDCI”) Feed

il y a 2 jours
USSECFR-2026-15091ActualitésIn force

Sunshine Act Meetings

il y a 2 jours
USSECFR-2026-15144ActualitésIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 15c1-6

il y a 2 jours
USSECFR-2026-15055ActualitésIn force

Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Rules at Options 7, Section 4 (Complex Order Fees and Rebates)

il y a 2 jours
USSECFR-2026-15053ActualitésIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 10c-1a

il y a 2 jours
USSECFR-2026-15143ActualitésIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 13f-2-Short Position and Short Activity Reporting by Institutional Investment Managers

il y a 2 jours
USSECFR-2026-15059ActualitésIn force

Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Monthly Fees for Its Proprietary Market Data Feeds

il y a 2 jours
USSECFR-2026-15052ActualitésIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17a-11

il y a 2 jours
USSECFR-2026-15058ActualitésIn force

Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Connectivity Fees

il y a 2 jours
USSECFR-2026-15060ActualitésIn force

Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a New Continued Listing Requirement

il y a 2 jours
USSECFR-2026-14977ActualitésIn force

Self-Regulatory Organizations; MEMX LLC; Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend Rules 19.3 and 19.4 To Establish Listing Criteria and Withdrawal Standards for Options on Commodity-Based Trusts That Hold Multiple Crypto Assets

il y a 5 jours
USSECFR-2026-14978ActualitésIn force

Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.190 to Permit Trading of Pegged Orders During Pre-Market and Post-Market Sessions

il y a 5 jours
USSECFR-2026-14976ActualitésIn force

Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rules 971.1NYP and 971.2NYP To Allow FLEX Options To Trade in Its CUBE Auction for Single-Leg and Complex Orders

il y a 5 jours
USSECFR-2026-14979ActualitésIn force

Cboe Clear U.S., LLC; Notice of Filing of an Application, as Amended, for Temporary Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934

il y a 5 jours
USSECFR-2026-14975ActualitésIn force

Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 13.003 Related to Proxy Voting

il y a 5 jours
USSECFR-2026-14860ActualitésIn force

Self-Regulatory Organizations; CME Securities Clearing Inc.; Order Approving Proposed Rule Change To Support Members' Risk Management of and Enhance Their Ability To Authorize Persons as Users

il y a 6 jours
USSECFR-2026-14928ActualitésIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 608

il y a 6 jours
USSECFR-2026-14930ActualitésIn force

Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 611

il y a 6 jours
USSECFR-2026-14863ActualitésIn force

Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Connectivity Fee Schedule

il y a 6 jours
USSECFR-2026-14861ActualitésIn force

Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Connectivity Fee Schedule

il y a 6 jours
USSECFR-2026-14859ActualitésIn force

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Connectivity Fee Schedule

il y a 6 jours
USSECFR-2026-14956ActualitésIn force

Apogem Capital LLC, et al.

il y a 6 jours
USSECFR-2026-14936ActualitésIn force

Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 206(4)-6

il y a 6 jours
USSECFR-2026-14858ActualitésIn force

Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Connectivity Fee Schedule

il y a 6 jours
USSECFR-2026-14857ActualitésIn force

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Connectivity Fee Schedule

il y a 6 jours
USSECFR-2026-14856ActualitésIn force

Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend BOX Rule 3060 (Gratuities) To Conform With FINRA Rule 3220

il y a 6 jours
USSECFR-2026-14929ActualitésIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 15c3-3

il y a 6 jours
USSECFR-2026-14862ActualitésIn force

Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the Options Regulatory Fee (ORF) Under the New Methodology for Transactions That Occur on the Exchange

il y a 6 jours
USSECFR-2026-14750ActualitésIn force

Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity

il y a 1 semaine
USSECFR-2026-14741ActualitésIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 15c6-2

il y a 1 semaine
USSECFR-2026-14748ActualitésIn force

Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity

il y a 1 semaine
USSECFR-2026-14747ActualitésIn force

Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IEX Rule 16.160 Regarding Information Circular Requirements

il y a 1 semaine
USSECFR-2026-14745ActualitésIn force

Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity

il y a 1 semaine
USSECFR-2026-14740ActualitésIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 613 of Regulation NMS

il y a 1 semaine
USSECFR-2026-14744ActualitésIn force

Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity

il y a 1 semaine
USSECFR-2026-14742ActualitésIn force

Herzfeld Credit Income Fund, et al.

il y a 1 semaine
USSECFR-2026-14743ActualitésIn force

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified and Superseded by Amendment No. 1, To Amend Its Rules Related to Binary Options

il y a 1 semaine
USSECFR-2026-14746ActualitésIn force

Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity

il y a 1 semaine
USSECFR-2026-14749ActualitésIn force

Self-Regulatory Organizations; Nasdaq ISE LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity

il y a 1 semaine
USSECFR-2026-14739ActualitésIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17a-10

il y a 1 semaine
USSECFR-2026-14679ActualitésIn force

Electronic Delivery of Information Under the Federal Securities Laws

The Securities and Exchange Commission (the "SEC" or the "Commission") is proposing Regulation E-Delivery. The proposed rule sets forth conditions for covered entities to deliver covered information to covered recipients electronically without first obtaining their affirmative consent. The proposed rule further establishes conditions under which the Commission would consider delivery requirements under the Federal securities laws to be satisfied by electronic delivery. The Commission also is proposing to rescind the rule providing alternative means for registered investment companies to satisfy shareholder report transmission requirements, and to amend rules addressing the dissemination of proxy materials and tender offer materials.

il y a 1 semaine
USSECFR-2026-14630ActualitésIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17f-2(e)

il y a 1 semaine
USSECFR-2026-14625ActualitésIn force

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Approving a Proposed Rule Change, as Modified and Superseded by Amendment No. 1, To Amend Rule 4.21 (Series of FLEX Options)

il y a 1 semaine
USSECFR-2026-14626ActualitésIn force

Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Proposed Rule Change to the Risk Management Model Description for the CDS Clearing Service

il y a 1 semaine
USSECFR-2026-14621ActualitésIn force

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 4515.01 (Allocations of Orders Made by Investment Advisers)

il y a 1 semaine
USSECFR-2026-14632ActualitésIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 31a-2

il y a 1 semaine
USSECFR-2026-14631ActualitésIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17Ac3-1 and Form TA-W

il y a 1 semaine
USSECFR-2026-14623ActualitésIn force

Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning the Synthetic Futures Model

il y a 1 semaine
USSECFR-2026-14622ActualitésIn force

Self-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Limited Liability Agreement for 24X Bermuda Holdings LLC To Provide for Board Observer Roles

il y a 1 semaine
USSECFR-2026-14616ActualitésIn force

360 Funds and M3Sixty Capital, LLC

il y a 1 semaine
USSECFR-2026-14620ActualitésIn force

Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt the Initial Schedule of Fees and Rebates Applicable to Members of the Exchange and Adopt a Monthly Membership Fee

il y a 1 semaine
USSECFR-2026-14624ActualitésIn force

Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Providing Clearing Services for Fee Grid for the Triparty Collateral Mechanism

il y a 1 semaine
USSECFR-2026-14581ActualitésIn force

Sunshine Act Meetings

il y a 1 semaine
USSECFR-2026-14540ActualitésIn force

Modernization of Delegations of Authority to Commission Staff

The Securities and Exchange Commission (the "Commission") is amending its rules delegating authority to the Commission's staff to further modernize these rules, to better reflect the way the Commission conducts its business, and to more efficiently use the Commission's resources.

il y a 1 semaine
USSECFR-2026-14530ActualitésIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 101 of Regulation M

il y a 1 semaine
USSECFR-2026-14525ActualitésIn force

Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Operational Risk Management Framework

il y a 1 semaine
USSECFR-2026-14528ActualitésIn force

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the FINRA Rule 6300 Series (Trade Reporting Facilities) To Extend the Trade Reporting Facilities Operating Hours to 23 Hours Per Day, Five Days Per Week

il y a 1 semaine
USSECFR-2026-14531ActualitésIn force

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17a-4(b)(17)

il y a 1 semaine
USSECFR-2026-14527ActualitésIn force

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.8-O To Increase Position and Exercise Limits for Options on iShares Bitcoin Trust ETF

il y a 1 semaine
USSECFR-2026-14398ActualitésIn force

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee (“ORF”)

il y a 2 semaines
USSECFR-2026-14405ActualitésIn force

Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 100, Definitions, and Rule 204, Members and Persons Associated With a Member Who Are or Become Subject to a Statutory Disqualification

il y a 2 semaines
USSECFR-2026-14396ActualitésIn force

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.23

il y a 2 semaines
USSECFR-2026-14505ActualitésIn force

Kennedy Lewis Capital Company, et al.

il y a 2 semaines
USSECFR-2026-14410ActualitésIn force

Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Fourth Amendment to the Limited Liability Company Agreement of CT Plan LLC

il y a 2 semaines
USSECFR-2026-14413ActualitésIn force

Cliffwater Corporate Lending Fund, et al.

il y a 2 semaines
USSECFR-2026-14407ActualitésIn force

Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 100, Definitions, and Rule 204, Members and Persons Associated With a Member Who Are or Become Subject to a Statutory Disqualification

il y a 2 semaines
USSECFR-2026-14408ActualitésIn force

Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the PHLX Pricing Schedule at Options 7, Section 4, Multiply Listed Options Fees

il y a 2 semaines
USSECFR-2026-14411ActualitésIn force

Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee (“ORF”)

il y a 2 semaines
USSECFR-2026-14526ActualitésIn force

Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 904 and Rule 905 To Increase Position and Exercise Limits for Options on iShares Bitcoin Trust ETF

il y a 2 semaines
USSECFR-2026-14409ActualitésIn force

Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4

il y a 2 semaines
USSECFR-2026-14402ActualitésIn force

Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule

il y a 2 semaines
USSECFR-2026-14397ActualitésIn force

Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Enhance NSCC's Clearing Fund Methodology

il y a 2 semaines
USSECFR-2026-14401ActualitésIn force

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List

il y a 2 semaines
USSECFR-2026-14403ActualitésIn force

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges

il y a 2 semaines
USSECFR-2026-14414ActualitésIn force

Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15b6-1 and Form BDW

il y a 2 semaines
USSECFR-2026-14406ActualitésIn force

Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 100, Definitions, and Rule 204. Members and Persons Associated With a Member Who Are or Become Subject to a Statutory Disqualification

il y a 2 semaines
USSECFR-2026-14400ActualitésIn force

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee (“ORF”)

il y a 2 semaines
USSECFR-2026-14399ActualitésIn force

Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee (“ORF”)

il y a 2 semaines
USSECFR-2026-14404ActualitésIn force

Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 100, Definitions, and Rule 204, Members and Persons Associated With a Member Who Are or Become Subject to a Statutory Disqualification

il y a 2 semaines
USSECFR-2026-14275ActualitésIn force

Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Order Approving a Proposed Rule Change Relating to Amendments to Chicago Mercantile Exchange Inc.'s Rules Governing Performance Bond Requirements: Account Holder Level

il y a 2 semaines
USSECFR-2026-14268ActualitésIn force

Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Options Regulatory Fee (ORF)

il y a 2 semaines
USSECFR-2026-14264ActualitésIn force

Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Options Regulatory Fee (ORF)

il y a 2 semaines
USSECFR-2026-14266ActualitésIn force

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Definition of Professional To Require Monthly Reviews of Orders

il y a 2 semaines
USSECFR-2026-14265ActualitésIn force

Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Definition of Professional To Require Monthly Reviews of Orders

il y a 2 semaines
USSECFR-2026-14272ActualitésIn force

Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Options Exchange Fee Schedule To Extend the Temporary Discount Program for Historical Requests of Certain Open-Close Report Data Until December 31, 2026

il y a 2 semaines
USSECFR-2026-14267ActualitésIn force

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Definition of Professional To Require Monthly Reviews of Orders

il y a 2 semaines
USSECFR-2026-14379ActualitésIn force

Sunshine Act Meetings

il y a 2 semaines
USSECFR-2026-14263ActualitésIn force

Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Options Regulatory Fee (ORF)

il y a 2 semaines
USSECFR-2026-14262ActualitésIn force

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 1210 (Registration Requirements)

il y a 2 semaines