Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15c3-1

[Federal Register Volume 91, Number 107 (Thursday, June 4, 2026)]

[Notices]

[Page 33832]

From the Federal Register Online via the Government Publishing Office [ www.gpo.gov ]

[FR Doc No: 2026-11209]

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SECURITIES AND EXCHANGE COMMISSION

[OMB Control No. 3235-0200]

Agency Information Collection Activities; Submission for OMB

Review; Comment Request; Extension: Rule 15c3-1

Upon Written Request, Copies Available From: Securities and Exchange

Commission, Office of FOIA Services, 100 F Street NE, Washington, DC

20549-2736

Notice is hereby given that, pursuant to the Paperwork Reduction

Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange

Commission (SEC or ``Commission'') is submitting to the Office of

Management and Budget (``OMB'') this request for approval of extension

of the previously approved collection of information provided for in

Rule 15c3-1 (17 CFR 240.15c3-1) under the Securities Exchange Act of

1934 (15 U.S.C. 78a et seq.).

Rule 15c3-1 requires brokers-dealers to have at all times

sufficient liquid assets to meet their current liabilities,

particularly the claims of customers. The rule facilitates the

monitoring of the financial condition of broker-dealers by the

Commission and the various self-regulatory organizations. It is

estimated that broker-dealer respondents registered with the Commission

and subject to the collection of information requirements of Rule 15c3-

1 incur an aggregate annual time burden of approximately 67,773 hours

to comply with this rule and an aggregate annual cost burden of

approximately $133,867.

Rule 15c3-1 does not contain record retention requirements.

Compliance with the rule is mandatory. The required records are

available only to the examination staff of the Commission and the self-

regulatory organization of which the broker-dealer is a member.

An agency may not conduct or sponsor, and a person is not required

to respond to, a collection of information unless it displays a

currently valid OMB Control Number.

The public may view and comment on this information collection

request at: https://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=202603-3235-022 or email comment to

[email protected] within 30 days of the day

after publication of this notice, by July 6, 2026.

Dated: June 2, 2026.

Sherry R. Haywood,

Assistant Secretary.

[FR Doc. 2026-11209 Filed 6-3-26; 8:45 am]

BILLING CODE 8011-01-P